Senior Compliance Associate
Description de l'emploi
Niveau d'expérience: Experienced Hire
Catégories:
- Corporate Services
Emplacement(s):
- Tower -11, (IT/ITES) SEZ of M/s Gurugram Infospace Ltd, Vill. Dundahera, Sector-21, Gurugram, Haryana, Gurugram, Haryana, 122016, IN
Responsibilities:
- Perform continuous testing and examinations of ratings processes for compliance with internal policies and procedures.
- Develop test procedures related to Surveillance reviews supporting the ratings process.
- Document workpapers for all reviews performed.
- Support Compliance Surveillance reviews while working with Compliance team member who are based in global locations based in NY, Lithuania, Latam, and India offices.
- Assist in the preparation of periodic and ad hoc compliance reports outlining the results of Compliance’s Surveillance program.
- Develop creative solutions to enhance existing surveillance reviews.
Qualifications:
- Minimum of a Bachelor’s degree is required.
- 7+ years of compliance and/or audit experience focusing on compliance-related activities.
- Financial institutions or capital markets environment experience.
- Professional, pro-active, flexible, diligent, and dependable.
- Excellent interpersonal skills and team oriented.
- Must be highly organized and efficient with the ability to multi-task and meet tight deadlines.
- Strong written and oral communication skills in English. Multilanguage skills are a plus.
- Must be able to work on own initiatives, with limited supervision.
- Strong Microsoft Excel and Word skills.
*Hybrid schedule: 2 days in office , 3 days remote
Instructions de demande
Please click on the link below to apply for this position. A new window will open and direct you to apply at our corporate careers page. We look forward to hearing from you!
postuler en ligne